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Iraq: Falluja's Faustian Bargain

An alliance between the local military council and the jihadi ISIL group is keeping the besieging Iraqi army at bay around Falluja, but unless Sunni alienation is addressed, the city risks a new round of devastating conflict.

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Executive Summary

As the campaign for Iraq’s 30 April parliamentary elections heated up, so too did Falluja. The situation there has taken a dramatic turn for the worse since late 2013 when the army, after a long absence, returned in response to protests around Anbar province. With the troops on the outskirts, the jihadi ISIL within and the city’s self-appointed military council trying to walk a fine line between the two, Falluja seems poised to repeat the battles of 2004, when it experienced some of the most intense fighting of the U.S. occupation. The potential for miscalculation, or calculated escalation, is enormous. It is too late for steps that might have been taken to reduce tensions before the elections. Any lasting solution requires addressing the deeper roots of Sunni alienation in a country increasingly gripped by sectarian tension. ISIL’s rise is a symptom, not the main cause, of the poor governance that is the principal reason for Iraq’s instability. The government, UN and U.S. should treat ISIL differently from the military council and Falluja as a whole, rather than bundling them together in an indiscriminate “war on terror”.

When in December 2013 Iraq’s central authorities cleared a year-long sit-in in the city that was demanding better treatment from Baghdad, Falluja’s residents took to the streets. ISIL (the Islamic State of Iraq and the Levant) took advantage of the ensuing chaos, moved forces into the city and asserted it had seized control. The claim was greatly exaggerated: while it raised its black flag above some administration buildings in the city centre, locals blocked most of their forays and forced them to retreat to the outskirts.

But Baghdad had a casus belli: it besieged the city, ignored local attempts to mediate an ISIL withdrawal and threatened to attack. Falluja residents held no brief for ISIL, but their hatred of the Iraqi army – seen as the instrument of a Shiite, sectarian regime, directed from Tehran, that discriminates against Sunnis in general and Anbar in particular – ran even deeper. The city’s rebels struck a Faustian bargain, forming an alliance of convenience with ISIL. The jihadis’ military might kept the army at bay, but their presence justified the government’s claim that the entire city was under jihadi control. A self-reinforcing cycle has taken root: jihadi activity encourages government truculence that in turn requires greater jihadi protection.

Falluja’s fighters and Baghdad’s central authorities both are posing as the country’s true patriots, deriding their adversary as a foreign enemy. ISIL has benefited by renewing its base of support in Iraq, which had been shrinking ever since the sahwa (awakening) turned against al-Qaeda in 2006. With a high profile from the fighting in Syria and superior weaponry, they once again have become a magnet for the country’s disaffected.

The crisis has rescued Prime Minister Nouri al-Maliki’s chances in the parliamentary elections, which, until ISIL entered the picture, appeared grim. His second term is widely considered a disaster: over the past year, the rising tempo of violence across the country, abuses by the security services, massive floods in the capital and the government’s mismanagement of Sunni protests damaged his credibility as a national leader among both Sunnis and Shiites. To save his prospects, he took a page out of Syrian President Bashar al-Assad’s playbook by exaggerating – and thereby exacerbating – the threat Falluja poses to national stability. It offered more than a diversion: it was an opportunity to shift the terms of debate, rally Shiites against alleged terrorists, divide and neutralise Sunnis, redeem the army’s image as defender of state and nation and lobby the international community – with an often myopic focus on jihadi terrorism – for support.

Al-Qaeda is a serious threat, which is why the government should mobilise all the help it can get. One way to do so and to defuse tension in Anbar, however, would be to distinguish among the elements in the province, in particular between local insurgents with specific grievances and political interests and transnational ISIL jihadis, whose agenda is anathema to the city’s residents. With a cohesive corporate identity unique in Anbar, Falluja would prefer to evict the jihadis if guaranteed it would not face regime attack, much as it was almost a decade ago, when the sahwa joined with the government. But the prime minister has staked his re-election on an anti-terrorism campaign with a crude sectarian cast; neither he nor any part of the Sunni spectrum is likely to retreat. The Muttahidun electoral list, a predominantly Sunni coalition that initially led protests but is now partially aligned with the government, is as invested in the terrorism narrative as the government; its and Maliki’s Sunni adversaries, believing the elections are rigged and they would lose even if they were not, are set to boycott.

The parliamentary elections, at least in Anbar, will not be credible – not only because they are proceeding with the province a virtual war zone, but also because violence, fighting terrorism and a focus on security – the very factors that have undermined the elections – have become integral elements of governance in Iraq. What is needed is a new political compact, something elections are but one way to spur.

The question is what should happen after the poll. In the short term, the government should work with Falluja’s military council – which itself should endeavour to repair its relationship with its Sunni rivals – to push ISIL from the city. In the longer term, the violence in and around Falluja should be seen for what it is: a consequence of the state’s deep political flaws, not their root cause, that needs to be addressed as such. There is no better or more convenient time to begin to do so than in the wake of the elections, when political horse-trading will be the order of the day.

Iraqi demonstrators gather during an anti-government protests against unemployment, corruption in Baghdad, Iraq on 7 October 2019. AFP via Anadolu Agency/Murtadha Sudani

Widespread Protests Point to Iraq’s Cycle of Social Crisis

A surge in street protests in Iraq has left some 110 people dead and exposed a rift between the government and a population frustrated by poor governance, inadequate services and miserable living conditions. To avert further violence, the authorities and protesters should open dialogue channels.

Street protests have engulfed Baghdad and southern cities such as Nasiriya and Diwaniya since 1 October, causing a staggering death toll of at least 110 victims in seven days. This deadliest outburst of violence from popular protests since the 2003 U.S. invasion has shaken the foundations of the already fragile government led by Prime Minister Adel Abdul Mahdi.

The prime minister is on thin ice. In the aftermath of the May 2018 elections, a drawn-out tug of war over government formation produced broadly acceptable but politically weak office holders. Neither the prime minister nor any of his cabinet members belong to the main parliamentary blocs (al-Fatah, a Shiite Islamist coalition with links to paramilitary groups and Iran, and Sairoun, an alliance between followers of populist Shiite cleric Moqtada Sadr and the Communist Party). None enjoys significant support within his or her own party. Furthermore, Washington’s “maximum pressure” campaign on Iran and Tehran’s response are putting a severe strain on this government, a partner to both. Already squeezed by Iran and the U.S., the prime minister now also faces pressure from parliament and the street for not delivering the reforms that a significant part of the population has been demanding for some time.

Iraq’s government and protesters need a framework for negotiating reforms and a common vision for the country’s future.

In order to break out of this dangerous dynamic, Iraq’s government and protesters need a framework for negotiating reforms and a common vision for the country’s future.

Viral Anger Fuels a Protest Wave

Street protests have erupted on a regular basis since 2015, in most cases motivated by manifest failures of governance, lack of services and miserable living conditions. This time around, what helped the protests gain strength was Prime Minister Abdul Mahdi’s decision at the end of September to demote a popular senior commander of the war with ISIS, General Abdul-Wahab al-Saadi of the Counter-Terrorism Service (CTS), who had become a national icon for his heroism and integrity. Anger greeted the decision on social media, with many interpreting it as yet another expression of the prime minister’s feebleness in standing up to corruption in the security forces. The CTS is in competition with al-Hashd al-Shaabi, an array of paramilitary groups, the most powerful of which are linked to Iran. Those critical of Iran’s role in Iraq additionally saw the prime minister as giving in to the Hashd by demoting the general.

The affair quickly blossomed into something broader. As anger over the prime minister’s decision went viral online, social media influencers, largely Facebook users, encouraged people to join protests. On 1 October, protesters gathered in Baghdad’s Tahrir Square and in cities across the south, and security forces opened fire to disperse them. The next day, security agencies banned access to social media. The heavy-handed response caused the first casualties, adding to popular fury. On 3 October, early in the morning, the authorities imposed a curfew in Baghdad and southern cities, blocked access to major street intersections and government buildings, and shut down the internet. Fear of repression acted as a disincentive in some areas, including in Basra, which had been a protest hub during previous rounds.

Tensions increased further over the weekend of 4-5 October. Protesters torched the offices of leading Shiite Islamist parties in Nasiriya (including Daawa, Hikma and Asaeb Ahl al-Haq) and paramilitary groups, and masked men in civilian clothing attacked media outlets in Baghdad. The number of victims grew quickly, mostly on the protesters’ side but also among the security forces.

Protests, Politics and Participation

For a growing part of the population, resorting to street action has become the only meaningful form of participation in politics. Recurrent failure of governance and blatant incompetence and corruption, manifested most glaringly in the army’s humiliating collapse in the face of the ISIS onslaught in 2014, have left most Iraqis deeply disillusioned about politicians of all stripes, and disdainful of the notion that voting in elections can deliver change. By contrast, many see street protests as a more effective way to force politicians’ collective hand, as evidenced by government efforts to improve the water supply in the south after riots in the summer of 2018 over the lack of clean water.

The large majority of protesters are millennials under 30, an age group that makes up 67 per cent of the population.

This trend is amplified by a generational factor. The large majority of protesters are millennials under 30, an age group that makes up 67 per cent of the population. They came of age seeing the same faces taking turns and failing at governance. They did not experience the Saddam Hussein regime’s repression. Nor are they inclined to give much credit to current leaders for the roles they claim to have played in resisting that regime, regardless of how accurate those claims may be.

But though many come from the same age bracket, the protesters otherwise represent a cross-section of society that spans both sectarian and class differences. They include lower middle-class youths with no access to quality education or state employment as well as well-educated, English-speaking, upper middle-class individuals involved in private-sector initiatives and civic organisations. They share the experience of growing up in a political system dominated by a narrow elite that has failed to create prospects for a liveable future, despite the country’s enormous resources; they distrust formal politics and its democratic mechanisms such as elections, which they see as directly manipulated by those in power. Street protests are their effort at advancing a political agenda by other means.

Whether they can succeed is another question. Thus far, protests are proving to be an effective means of challenging the political system and leadership, but it is less clear how they can advance the radical change for which protesters are calling. They present the government with a mission impossible: delivering immediate solutions to problems that require long-term strategies, whether for improving governance, bettering service provision or reforming the entire political system.

Protests [...] present the government with a mission impossible: delivering immediate solutions to problems that require long-term strategies.

Against this backdrop, Baghdad has tended to focus on ad hoc, short-term fixes. On 6 October, for example, the prime minister gathered his cabinet for an emergency meeting and adopted a seventeen-point plan that included housing programs for low-income families and monthly stipends for the unemployed. The government does not, however, appear to have a strategy for coming together with the protest movement around a shared vision for the country’s future.

Protesters, for their part, lack an intermediary who can bring concrete proposals to the government. Their interest in maintaining their autonomy from a political system they oppose has kept their movement leaderless. As the government fails to address the protesters’ real concerns and the security forces move to suppress the protests, killing scores, protesters’ rejection of any sort of engagement with the government only hardens, and the movement begins to respond to violence with violence.

For the time being, the country is caught up in a destructive blame game. Protesters blame the leadership for the repression. Security officials blame the protesters for resorting to violence. Political and religious leaders blame each other for the crisis without themselves taking responsibility. On 4 October, Grand Ayatollah Ali al-Sistani, the Shiites’ paramount religious leader, denounced the largest political blocs and the government for failing to deliver long-promised reforms. On the same day, Moqtada al-Sadr, the Shiite cleric who leads the biggest parliamentary bloc, Sairoun, called on the prime minister to resign and for new elections to be held under international supervision; he also instructed his party’s lawmakers to boycott the next parliamentary session.

Manoeuvring Between Tehran and Washington

If the prime minister manages to survive politically, he will be even weaker and more vulnerable to pressure from the largest political blocs. The fallout from the protests will further complicate his efforts to pursue a foreign policy aimed at insulating the country from the unfolding U.S.-Iran competition, as well as his attempts to carry out political reforms. If he loses his post and the government collapses, instability will almost certainly grow. The challenge would then be to form a new government with a prime minister sufficiently neutral to be acceptable to both pro-U.S. and pro-Iranian political forces.

Iran may prefer a weak and dependable government in Baghdad, but it has no interest in Iraq descending into chaos.

Neither the U.S. nor Iran would like to see the situation spin out of control. Iran may prefer a weak and dependable government in Baghdad, but it has no interest in Iraq descending into chaos. Iraq’s stability is key for Tehran to continue trading with its neighbour, a lifeline in the face of U.S. economic sanctions. Tehran has invested in forging relations with all Iraqi political forces represented in parliament, and strategically resorts to these allies (al-Fatah in particular) to exert pressure on the U.S. in order to remove or reduce the influence of U.S. troops in Iraq. Street protests introduce an element of uncertainty that worries Tehran. This may explain why its affiliated paramilitaries have taken repressive steps to contain this risk and reportedly participated in the crackdown. The fact that some protesters may be motivated by anti-Iranian animus – several have chanted anti-Iranian slogans – is of further concern to Tehran, whose influence in Iraq could be at stake. Many Iraqi Shiites look at the paramilitaries, the Shiite political parties and Iran as complicit in the country’s governance failure and corruption.

That said, the protests could also turn in Iran’s favour. If the Sadrists carry out their threat to boycott parliament or stage a no-confidence vote, the prime minister will be increasingly dependent on Iran’s ally al-Fatah, which has stood by his side during the crisis.

Pushing for a change in government could be like opening a Pandora’s box, given a stagnating political system, mounting popular frustrations and the perennial difficulty of forming a government.

As for the U.S., it has every reason to want Iraq to remain stable. Its military presence helps prevent the resurgence of ISIS, whose fighters for now are lying low. It also counts on political forces in the country to stand as a counterweight to Iranian influence. But herein lies risk as well. Some in the Trump administration see protesters’ anti-Iran slogans, together with popular expressions of support for General al-Saadi, as an expression of mounting anti-Iranian sentiments. U.S. officials who deem Abdul Mahdi indecisive and powerless may push to replace him with someone more dedicated to reforms and, just as importantly, to signing contracts with U.S. companies that would decrease Iraq’s energy dependency on Iran. Yet pushing for a change in government could be like opening a Pandora’s box, given a stagnating political system, mounting popular frustrations and the perennial difficulty of forming a government.

Ultimately, any attempt by either Iran or the U.S. to manipulate the protest movement could further destabilise an extremely fragile situation and make Iraq’s teetering leadership less able to sustain the delicate balancing act between the country’s two powerful backers.

The Way Forward

Past attempts to change Iraqi governance from within have foundered on the resistance of a political class that has high stakes in its continuation. As things stand, it is unlikely that the prime minister will be able to deliver reforms, especially now that his already limited parliamentary support may crumble under the protests’ weight. Likewise, calls for change from outside the realm of formal politics, such as through street protests, have failed to compel the government to commit to concrete remedial action beyond applying band-aids. More dangerously, they are now leading to violent clashes with the security forces. The government and countries that have supported Iraq in the fight against ISIS (the U.S., EU member states and Iran) and care about its stability have reason for concern that this situation will lead to recurrent flare-ups and crises.

The present crisis once again has illustrated that Iraq’s leadership cannot continue to buy social peace with a mix of oil-generated income distribution and repression.

To address the current crisis, the government should order the security forces to exercise maximum restraint in confronting the protests, ban paramilitary groups from policing the protests and launch an investigation into the excessive use of force, focusing in particular on snipers who reportedly targeted both protesters and members of the security forces. The larger parliamentary blocs also should shoulder their responsibility in defusing the crisis. Instead of calling on the prime minister to resign, Sairoun and Fatah should jointly press the government to prepare reform bills aimed at making the bureaucracy more agile in Baghdad and the provinces, bolstering accountability mechanisms to combat corruption, and encouraging government cooperation with the private sector and civic organisations.

Finding a long-term fix will be more difficult. The present crisis once again has illustrated that Iraq’s leadership cannot continue to buy social peace with a mix of oil-generated income distribution and repression. To break the crisis cycle, the government and the protest movement need to develop channels for dialogue and cooperation. Civic organisations, some of which are organised under the umbrella of the Iraqi Civil Society Solidarity Initiative, as well as private-sector figures, should better organise the protest movement and operate as intermediaries to formulate a set of coherent proposals as a basis for discussions with the government. The government should take such an initiative seriously as a way to reach out to the protesters and prevent another (possibly violent) cycle of mass mobilisation. And Iraq’s international donors should help facilitate a dialogue to arrive at a common vision for the country’s future and then provide the necessary capacity and funding to carry it out.