Report / Africa 4 minutes

乌干达: 日益升级的紧张局势解决乏术

执行摘要

大多数乌干达人的生活比25年前约韦里·穆塞韦尼上任总统时要好过得多。然而 ,频繁的示威游行和暴力镇压表明许多人对于穆塞韦尼政府深感不满,这很大程度上是由于原先基础广泛的宪政慢慢转变为一个以裙带关系为基础的独裁政体所造成的。在这方面,穆塞韦尼虽然没有进行残酷镇压,但还是沿袭了与前任们相似的治理轨迹,。如其前任,穆塞韦尼没能克服使乌干达难于治理的区域和宗教分歧,并且越来越依赖集权化、赡徇制和高压政治来维持统治。除非纠正这一趋势,否则乌干达将愈发难以治理,政治冲突也可能愈发致命。

乌干达沦为英国保护领地,使这个王国间相互竞争的多样化地区以及组织结构较为松散的田园社会合并成为一个单一实体。殖民政策则造成了进一步的分歧。英国殖民者通过委任首领而非惯常的氏族首长进行统治,并以天主教徒和穆斯林为代价与基督新教徒结盟。当局也开始在不同时间不同地区发展经济,其成果现今仍可由诊所、学校的数量和平均财富加以衡量。

乌干达独立后的第一任总统米尔顿·奥博特和伊迪·阿明使由来已久的分歧雪上加霜。均来自乌干达北部的两人经常被指控偏袒自己的地区和部族。他们当政时所拥有广泛的联盟不久就在殖民分裂中覆没,之后他们依靠赡徇制和高压政治继续掌权。在“全国抵抗运动”(NRM)于1986年夺取政权后,穆塞韦尼也似乎首先把国家置于更具包容性的道路上,恢复文官控制、法律和经济增长,创建了受到热情拥护的非党派“民主”体系。详尽的协商进程最终使得具备制衡机制的新宪法在1995年建立。

穆塞韦尼也将奥博特废弃的王国视为文化而非政治实体。1993年布干达的卡巴卡作为文化国王复位,但不拥有任何执行权力,此举被证明是权宜妥协之计而不是稳妥的解决方案。君主制主义者想要的是他们的王国,而不仅仅是他们的国王。他们的目标是联邦制,对土地和税收具有控制权,而穆塞韦尼所希望的分权是建立在地区依赖于中央政府资金的基础之上的,并坚持保留最终权力,他限制卡巴卡影响力的策略导致结果事与愿违。

民主措施在穆塞韦尼执掌政权的头十年之后势头颓减。这位总统没有支持无党派体系成为自由参政的框架,而是开始利用这一体系推动自己的目标。随着时间的推移,他用自己核心集团中所信任的成员替换掉对其政策颇有微词的老政治家和全国抵抗运动(NRM)资深成员,这些新成员通常都来自他的故乡。他还建立了一个忠于他的裙带关系网。 

在2011年的选举中,总统面对着一个强劲对手基扎·贝西杰,他是“全国抵抗军”(NRA)的高级指挥官、穆塞韦尼的私人医生,并身负政府和全国抵抗运动(NRM)的重要职位。他在1999年踏入国家政界。当时,他公开批判政府对民主置之不理并容忍高层官员中的腐败行为。竞选包括相当多的暴力和恐吓活动。当选举委员会宣布穆塞韦尼获胜时,贝西杰要求最高法院否决这一结果。最高法院审理此案的全部五名法官都认为出现过严重违反选举法的现象,但三比二的投票结果使得法官仍维持穆塞韦尼竞选获胜的结果,认为违规现象没有影响选举结果。

穆塞韦尼随即展开新战略以巩固自己的统治地位,虽然这一战略有些自相矛盾,即通过恢复多党民主和消除宪法约束来巩固统治地位。在2003年全国抵抗运动(NRM)的一次会议中,他要求“开放政治空间”以允许竞争各党的参与,减少议会、司法机构和监督机构的权力,并取消对总统只能连任两届的任期限制。2006年选举是首次多党参与竞选的选举。然而,穆塞韦尼利用延长全国抵抗运动(NRM)官方地位直到表决这一漏洞,使全国抵抗运动(NRM)能够既使用自己的组织也使用官方资源,而所有其他政党则限于在宪法全民公决后七个月内重组。而且,贝西杰以强奸和叛国罪被逮捕并监禁,并在竞选的大部分时间被迫出庭。高等法院在选举前一周才驳回了强奸指控,表明起诉严重滥用了法院程序(叛国罪的指控于2010年才被撤消)。

穆塞韦尼在2011年2月第四次成功连任,模式与以前的选举相似,只是暴力现象有所减少。这位总统为其竞选投入了巨额官方资金,而政府和全国抵抗运动(NRM)骚扰了反对派。穆塞韦尼赢得了全国大多数选票,包括在北部首次获得大部分选票,但尚不确定这反映的是他的受欢迎程度还是其资金和其他资源的力量。

重大石油藏量(大约25亿桶)的发现不太可能减少社会和政治紧张局势。石油帮助穆塞韦尼巩固其裙带体系从,确保其统治地位,但也将助长腐败并破坏经济多样化所带来的稳步发展。政府在知道国家将成为一个主要的石油生产国的五年之后,才刚开始将监管体系落实到位。

同时,群众抗议日益增多。尽管遭到暴力镇压,“步行上班”示威抗议——表面上针对高燃油价,但同时也明确地指向穆塞韦尼的统治——仍在坎帕拉和其他城市中心持续进行。2011年10月,议会对石油合同缺乏透明度表示不满,并声称致使部长层待遇丰厚也表明总统并没有绝对控制权。穆塞韦尼越来越无法预见反对之声,其中一些反对甚至来自全国抵抗运动(NRM)的政治家和他自己的核心团体。穆塞韦尼的重新当选、对物质资源的获取、战术技能、转移国际批评和控制国家向石油出口国过渡的能力都表明,他将试图继续巩固个人权力并在一段时期内继续指引乌干达的未来,尽管后果可能影响乌干达的长期稳定。除非穆塞韦尼改变方式,不然事情可能最终仍会失去控制。考虑到乌干达暴力充斥的历史,冲突可能因此愈演愈烈。

内罗毕/布鲁塞尔,2012年4月5日

Executive Summary

Most Ugandans are better off than they were a quarter-century ago, when Yoweri Museveni became president. But frequent demonstrations and violent crackdowns indicate many are deeply dissatisfied with his administration. This is largely the consequence of a slow shift from a broad-based constitutional government to patronage-based, personal rule. In this respect, Museveni has followed a governance trajectory similar to that of his predecessors, although without their brutal repression. Like them, he has failed to overcome regional and religious cleavages that make Uganda difficult to govern and has relied increasingly on centralisation, patronage and coercion to maintain control. Unless this trend is corrected, Uganda will become increasingly difficult to govern and political conflict may become more deadly.

The British Protectorate of Uganda amalgamated a highly diverse region of competing kingdoms and more loosely organised pastoral societies into a single entity. Colonial policies created further divisions. The British ruled through appointed chiefs rather than customary clan heads and allied with Protestants at the expense of Catholics and Muslims. The authorities also began economic development in the various regions at different times, and the consequences can still be measured today in numbers of clinics, schools and average wealth.

Milton Obote, independent Uganda’s first president, and Idi Amin made old divisions worse. Both northerners, they were frequently accused of favouring their region and ethnic groups. They entered office with broad coalitions that soon foundered over colonial cleavages, and turned instead to patronage and coercion to remain in power. After the National Resistance Movement (NRM) seized power in 1986, Museveni also seemed at first to put the country on a more inclusive path, to restore civilian control, rule of law and economic growth. He created a non-partisan “democratic” system that many enthusiastically embraced. An elaborate consultative process led to a new constitution in 1995 with checks and balances.

Museveni also recognised the kingdoms Obote abolished, but as cultural, not political bodies. Restoration of Buganda’s Kabaka as a cultural king without executive powers in 1993 proved an expedient compromise rather than a stable solution. Monarchists wanted their kingdom, not just their king. Their goal was federalism, with control over land and the power to tax, while Museveni wanted decentralisation based on districts dependent on funds from the central government and insisted on keeping final authority. His manoeuvres to limit the Kabaka’s influence backfired.

Democratic initiatives lost momentum after the first decade of Museveni’s rule. Instead of supporting the no-party system as the framework for unfettered participation, the president began using it to further his own objectives. Over time, he replaced old politicians and longstanding NRM members who criticised his policies with trusted members of his inner circle, often from his home area. He also created a patronage network loyal to him.

In the 2001 elections, the president faced a credible opponent in Kizza Besigye, who had been a senior National Resistance Army (NRA) commander, Museveni’s personal physician and occupant of important government and NRM positions. He burst into national politics in 1999, when he publicly criticised the government for losing interest in democracy while tolerating corruption among top officials. The election campaign involved considerable violence and intimidation. When the electoral commission reported that Museveni won, Besigye asked the Supreme Court to nullify the result. All five justices who heard the case agreed there had been serious violations of the electoral law, but by a three-to-two vote they sustained Museveni’s victory, arguing the irregularities had not affected the result.

Museveni then developed a new, although paradoxical, strategy to consolidate his position by restoring multi-party democracy and removing constitutional restraints. At a 2003 NRM meeting, he called for “opening political space” to permit competing parties, reducing the powers of parliament, the judiciary and watchdog agencies – and dropping the two-term presidential limit. The latter proposal conveniently opened the way for him to retain power. The 2006 elections were the first contested by multiple parties. Museveni, however, exploited a loophole that extended the NRM’s official status until the vote, thus enabling it to use its organisation as well as official resources, while all other parties were limited to seven months to organise from scratch after the constitutional referendum. Moreover, Besigye was arrested and imprisoned on charges of rape and treason and forced to appear in court during most of the campaign. A High Court judge dismissed the rape charge only a week before the elections, suggesting the prosecution had badly abused the court process (the treason charge was dismissed in 2010).

Museveni’s fourth-term victory, in February 2011, followed the pattern of earlier elections but was less violent. The president injected huge amounts of official funds into his campaign, and the government and NRM harassed the opposition. While Museveni received majorities throughout the country, including in the north for the first time, it is uncertain whether this reflected more his popularity or the power of his purse and other resources.

The discovery of significant oil reserves (estimated at 2.5 billion barrels) is unlikely to reduce social and political tensions. The oil may ensure Museveni’s control by enabling him to consolidate his system of patronage but also will increase corruption and disrupt the steady growth produced by economic diversification. Five years after learning that the country will become a major oil producer, the government is just beginning to put a regulatory framework in place.

Meanwhile, popular protests are increasing. “Walk to Work” demonstrations – ostensibly over high fuel prices but clearly also directed at Museveni’s rule – continue in Kampala and other urban centres despite a violent crackdown. The October 2011 parliamentary revolt over the lack of transparency in oil contracts and alleged resulting large payments to ministers also suggests the president’s control is far from absolute. Increasingly, Museveni fails to anticipate opposition, some of it from NRM politicians and his inner circle. His re-election, access to material resources, tactical skill, ability to deflect international criticism and ambition to control its transition to an oil exporter suggest that he will try to continue to consolidate his personal power and direct Uganda’s future for some time to come, despite the consequences this may have for long-term stability. Unless Museveni changes course, however, events may eventually spiral out of his control. Considering Uganda’s violent past, conflict might then become more deadly.

Nairobi/Brussels, 5 April 2012

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