korean-peninsula-16jan15
North Korean soldiers look south on the north side as a U.S. soldier stands guard upon Belgium's Prince Philippe's visit in the demilitarised zone separating the two Koreas in Paju, north of Seoul, in May 2009. REUTERS/Jo Yong-Hak
Report / Asia 4 minutes

朝鲜问题:六方会谈之上还需再辟蹊径

国际社会通过六方会谈实现朝鲜半岛无核化的目标,在朝鲜将核武融入其身份的一部分后,变得尤为前景黯淡。因此,国际社会须开辟新的沟通和互动渠道,并让国际组织、私营部门和公民社会发挥更大效用。

执行摘要

2003年,六方会谈作为实现朝鲜半岛无核化的多边论坛得以建立。然而,六国(中国、日本、朝鲜、俄罗斯、韩国和美国)在会谈因一些认证问题拖延后,自2008年12月以来,便再未就此共同会面。虽然朝鲜(朝鲜民主主义人民共和国,DPRK)应遵守联合国安理会决议、放弃其核武器计划已是一个强烈的国际性共识,但各方在如何实现这一局面的策略和政策上仍各执己见。核武器现已是朝鲜国家身份的一部分;而逾越明显的是,在意识形态和领导地位没有重大改变的情况下,六方会谈将难以实现六国的核心目标。虽然各国政府应就裁军继续施加压力,并保持目前遏制和威慑政策的力度,他们也应该建立——并鼓励其他相关国际主体建立——沟通的新渠道,从而促进朝鲜社会的转变。

自冷战结束以来,朝鲜就建立起了一种名为Songun(“先军政治”)的国家意识形态。此外,金氏第三代政权还采取了“并进”(pyŏngjin)路线,即,沿着金正恩“科学社会主义”的思想,并谨记继续朝鲜革命的必要性,为和平和军事目的而同步发展经济和核技术。朝鲜将核武身份载入宪法和法令,并通过国家宣传来强调核武器、卫星发射器和核技术对国家现代化和繁荣的作用。朝鲜官员反复声明,世界他国如不放弃核武器,朝鲜亦不会实现无核化。无核化需要的是身份的转变,其实则是革命性的变化。目前北朝鲜示意愿“无条件”地重返六方会谈,并讨论地区安全、核裁军等问题——但“无核化”却不可谈。

朝鲜日益增加的核武器对韩国(大韩民国,ROK)的生存造成了威胁。然而,在对平壤的政策上,韩国内部却存有分歧。自2014年春在丰溪里核试验场周围侦查到核行动后,韩国便为重启六方会谈而投入了大量的精力。至2015年2月底,已有五国就交给平壤的最低标准达成共识;为了测试朝鲜在去核化问题上的意向和诚意,首尔还推动了双轨布局中的“试探性会议”,并迈出了恢复正式六方会谈的第一步。如果平壤仍不符合重开六方会谈的标准——且还尚未公布——美国、韩国和其他国家则可能对其采取更严厉的惩罚措施。

除非朝鲜能再多显示出其对六方会谈协议的诚意,而非仅仅通过会谈来操纵媒体和宣传,否则美国不太可能再度重启会谈。九十年代的“框架协议”下的经验和认为朝鲜不可靠的共识使得奥巴马政府、以及几乎可以肯定地说未来所有总统都提防着,不因和朝鲜外交努力失败而受到国内抨击。但中国则不会因为会谈重启后失败而面临和美国一样的国内风险;因为中国总能借东道主的身份获得好评,并把会谈失败归咎于美国或朝鲜。即使会谈成功的可能性微乎其微,中国仍坚持其一贯的立场,即支持重启六方会谈。

日本同样深受朝鲜核武和导弹计划的威胁,因此它通常会在会谈问题上支持美国和韩国。日朝两国就七八十年代日本公民被朝鲜特工绑架一事展开的双边谈判曾给两国关系修复带来希望,但该进程却终究受阻。由于没有在绑架事件中得到一个令人满意的解决方案,东京方面在核问题上可能因此采取更强硬的态度。俄罗斯则希望尽快恢复会谈。虽然平壤的核武器和导弹活动也在刺激着俄神经,但它认为,美国夸大了朝鲜的威胁;且其更重视与朝鲜的经济合作——这也受到朝鲜欢迎,因其可借此减少对中国的经济依赖。

无论试探性会谈能否成型,六方观点间的巨大差距都会使得会谈难以重启并实现朝鲜半岛无核化。要实现无核化,要么朝鲜必须放弃核身份和野心,要么国际社会必须接受六方会谈转型为一个不涉及朝鲜无核化的不同机制。这两个选择看上去都不可能,因此威慑和遏制仍是处理朝鲜核问题的基本手段。

威慑并不完善,还可能会失败,但在可预见的未来,它仍是朝鲜半岛安全问题的支柱。与此同时,威慑之上,国际社会还需辅以对朝一系列问题的广泛承诺。自我孤立的平壤维持了一个危险的政权,就像美国对古巴的孤立延迟了整个加勒比岛的演化;国际社会现应抓住一切机遇,鼓励朝鲜迎来一个开放的社会。这一过程中有三个关键角色:政府和政府间组织(IGO)、私营企业以及民间社会。他们的角色、风险、机会和成本各不相同,与朝接触亦需视情况而定:仅政府可以签署条约,施加和解除经济制裁,或改变军事姿态;企业则可以交易和投资,为接触和参与创造机会,然而无限制的贸易亦可能带来危险的技术转让。

一部分有意义的民间社会活动,如教育、文化、艺术、音乐、科学和体育交流。当前朝鲜没有真正的民间社会活动,但境外非政府组织(NGO)——尽管它们不能替代政府或经济主体的作用——可以把思想和信息输入朝鲜,而这对转变朝鲜的思维、身份和政策是十分必要的。

首尔/,2015年6月16

Executive Summary

The Six-Party Talks were established in 2003 as a multilateral forum to achieve the denuclearisation of the Korean peninsula. However, the parties (China, Japan, North Korea, Russia, South Korea and the U.S.) have not met since December 2008, when the talks stalled over verification issues. There is a strong international consensus that North Korea (Democratic People’s Republic of Korea, DPRK) should come into compliance with UN Security Council resolutions and abandon its nuclear weapons program but widespread disagreement over the strategy and policies for achieving this. Nuclear arms are now an integral part of North Korea’s national identity, however, so it is increasingly apparent that absent a sea change in ideology or leadership in Pyongyang, the Six-Party Talks will not achieve their central aim. Though governments need to keep up pressure for disarmament and maintain the dynamics of the current containment and deterrence policy, they also should establish – and encourage other international actors to establish – new channels of engagement that may further incremental change in North Korean society.

Since the end of the Cold War, the DPRK has developed a state ideology ofsŏn’gun (“military first”). Furthermore, the third generation of Kim family rule has adopted the pyŏngjin line, calling for simultaneous economic and nuclear technology development for both peaceful and military purposes, as Kim Jong-un’s contribution to “scientific socialist thought” and essential to the continuing Korean revolution. Nuclear status has been enshrined in the constitution and statutes, and state propaganda emphasises the role of nuclear weapons, satellite launchers and nuclear technology in the nation’s modernisation and prosperity. DPRK officials often have repeated that Pyongyang will denuclearise when the rest of the world does. Denuclearisation would require a transformation of that identity, in effect revolutionary change. The North has offered to return to the Six-Party Talks “without preconditions” to discuss regional security, nuclear disarmament and other issues – but not denuclearisation.

South Korea (ROK) faces an existential threat from the North’s growing nuclear arsenal. It is divided, however, over policy toward Pyongyang. After activity was detected around the nuclear test site at Punggye-ri in spring 2014, it invested considerable effort in an attempt to restart the Six-Party Talks. By late February 2015, five parties had reached a consensus on the minimum criteria to present to Pyongyang. To test intentions and sincerity on denuclearisation, Seoul has pushed for “exploratory talks” in a track two setting as a first step toward resuming the formal six-party process. If Pyongyang does not meet the criteria for resumption, which have not been disclosed publicly, the U.S., South Korea and others appear poised to take increasingly punitive measures.

There is little likelihood the U.S. would enter upon resumed talks unless there is a much greater prospect than appears to exist that they would be pursued in good faith by the North and not simply for manipulation and propaganda. Experience under the Agreed Framework in the 1990s, in addition to widespread perception that the DPRK is unreliable, make the Obama administration, and almost certainly any future president, sensitive to likely domestic blowback from another failed diplomatic effort with Pyongyang. China does not face the same domestic risks if the talks were to restart and turn out badly. It could always take credit for hosting them, and in the case of failure, blame the DPRK and/or the U.S. Its consistent position has been to restart dialogue even with low likelihood for success.

Japan also has a high threat perception regarding the North’s nuclear and missile programs and generally will support South Korea and the U.S. over the talks. Bilateral discussion of Japanese citizens kidnapped by North Korean agents in the 1970s and 1980s raised hopes for improved relations, but that process also has stalled. Without a satisfactory resolution on abductions, Tokyo will be even more inclined to take a harder line on the nuclear issue. Russia wants the talks to resume as soon as possible. Though sensitive about Pyongyang’s nuclear and missile activities, it believes Washington exaggerates the threat, and its focus is on economic cooperation, which the North welcomes as helping reduce economic dependence on Beijing.

Whether or not an intended exploratory meeting is held, the gap between positions is too broad to expect the Six-Party Talks to resume as a good-faith effort to denuclearise the peninsula. For that, either the DPRK must abandon its nuclear identity and ambitions, or the international community must accept transformation of the talks into a different type of institution that does not address denuclearisation of the Korean peninsula. Neither seems possible, so deterrence and containment will remain fundamental for dealing with a nuclear North.

Deterrence is imperfect and could fail, but it will remain a pillar of security in the Korean peninsula for the foreseeable future. At the same time, it needs to be complemented by a broader engagement with North Korea on a range of issues. The self-imposed isolation of Pyongyang perpetuates a dangerous regime, in the same way the U.S. isolation of Cuba may have delayed evolutions in the Caribbean island; every opportunity should be seized to encourage an opening of society in North Korea. Three sets of actors might do so: governments and inter-governmental organisations (IGOs); private sector firms; and civil society. The roles, risks, opportunities, and costs vary, and engagement must be assessed on a case-by-case basis. Only governments can sign treaties, impose and lift economic sanctions or change a military posture. Businesses can trade and invest, creating opportunities for contacts and engagement, but unconstrained trade can lead to dangerous technology transfers.

A relevant segment of civil society activities includes educational, cultural, artistic, musical, scientific and sports exchanges. There is no true North Korean civil society activity, but outside non-governmental organisations (NGOs), while they cannot substitute for governments or economic actors, could be important for transmitting ideas and information into the North, which ultimately is necessary to change its thinking, identity and policies.

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